Job Details

Financial Advisor Assisstant (Registered Featured

  2020-09-16     Schott Financial Management     824 Valley Street     $48,000 - $55,000 year  

Financial Advisor Assistant (Registered) – 2 years’ experience required

Schott Financial Management is a full service, independent brokerage firm located in the beautiful mountain community of Prescott, AZ.  Steve Schott is a registered securities representative. The firm offers portfolio analysis, securities trading, annuities, life insurance, estate planning and a variety of other services. This position is expected to support the representative to cultivate client relationships.

Responsibilities of the position include:

  • Client account servicing
  • Place trades upon instruction from representative or clients
  • Problem resolution through effective personal and written communication skills
  • Account transition servicing
  • Monitoring and transaction follow-up

Qualifications Required

  • FINRA Series 7 license
  • 2 years minimum experience as registered assistant
  • Excellent technology skills including working knowledge of Excel
  • Ability to learn
  • Willingness to service clients
  • Team spirit


  • Paid vacation
  • Sick leave
  • 401(k) plan with profit sharing

Do not contact this company in solicitation of any product or service.

apply below | save job

Apply for this Job

Apply Here

Get more jobs like these sent to your email. Register

Back to Search

Want an email alert with jobs like this one? Sign up today!